VP, Senior Auditor
- Full time
- Los Angeles, California, United States, California, United States View on Map
Job Description
Vice President, Senior Auditor
Reports To:Â Internal Audit Manager
Location:Â Los Angeles, CA
Job Code:Â JD374
POSITION OVERVIEW
This position will be responsible for reviewing the quality and effectiveness of the controls within the bank to manage and mitigate risk and protect the assets of the bank. Senior Auditor will be accountable for the audits that will be assigned by the Internal Audit Manager.
POSITION RESPONSIBILITIES
- Reports directly to the Internal Audit Manager
- Assists the IA Manager in the review of third-party’s audit workpapers
- Coordinates and assists the third-party auditors before, during and after the audit engagement, where necessary
- Ability to conduct branch audits and other audits that may be assigned from time to time
- Prepares and executes audit plan, audit program, audit fieldwork, discuss audit results with management and prepares audit report within budgeted time hours
- Assists the IA Manager in monitoring the status of audit findings
- Assists in coordinating with external and internal auditors & government regulators
- Complies with professional standards of conduct • Maintains technical competence through continuing education
- Complies fully with all Bank policies and procedures as well as all regulatory requirements (e.g. Bank Secrecy Act, Anti Money Laundering, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.).
- Must complete all required training
SKILLS / QUALIFICATIONS
- Updated knowledge of GAAP, FASB, Federal and State regulations
- Must have good interpersonal and communication skills
- Must have good organizational skills
- Working knowledge of MS Outlook and MS Office
EDUCATION / EXPERIENCE
- Minimum of 8-10 years of financial or operations auditing experience within Banking or Financial Services industries
- Bachelor’s Degree in Accounting, Finance or Business Administration or related fields
- CPA is a plus
Adheres to Bank policies and procedures and complies with all State and Federal banking regulatory requirements, including but not limited to FDIC Improvement Act (FDICIA), Bank Secrecy Act, Anti-Money Laundering, OFAC, Customers Right to Privacy Act, Regulation D, Regulation DD/Truth in savings, USA Patriot Act, CIP, Elder Care, Sexual Harassment, Information Security and Privacy requirements as they pertain to this position. This position is responsible for escalating suspicious activity to the BSA.
Estimated salary range:Â (DOE) $100K to $150K plus annual bonus, medical, dental, vision, life, vacation, 401KÂ Â
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