SVP, Internal Audit Manager
- Full time
- Los Angeles, California, United States, California, United States View on Map
Job Description
SVP, Internal Audit Manager
Location:Â Los Angeles, CA
Job Code:Â SE485
This position will be responsible for reviewing the quality and effectiveness of the controls within the bank to manage and mitigate risk and protect the assets of the bank. In performing this work, the incumbent is expected to provide recommendations and advice to management and the Audit Committee of the Board of Directors.
POSITION RESPONSIBILITIES
- Develop and maintain a statement of purpose, authority, and responsibility for the internal audit department
- Develop an audit plan based upon a risk assessment of the organization
- Identify, evaluate, and recommend third party audit consultants to perform audit projects
- Oversee the implementation of the audit plan and ensure it is in accordance with audit programs, as appropriate, to ensure adequate internal controls exist; policies, procedures, laws, and regulations are adhered to; and audit assignments are completed timely
- Report findings and recommendations to the Audit Committee and/or senior management’s attention and action
- Monitor and report on the progress in resolving audit findings to the Audit Committee
- Coordinate with third-party internal auditors & government regulators
- Comply with professional standards of conduct
- Maintain technical competence through continuing education
- Comply with the Bank Secrecy Act and Anti-Money laundering regulations as well as all bank policies and procedures
- Comply fully with all Bank policies and procedures as well as all regulatory requirements (e.g. Bank Secrecy Act, Anti Money Laundering, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.). Complete all required training
SKILLS / QUALIFICATIONS
- Working knowledge of GAAP, FASB, Federal and State regulations
- Must have good interpersonal and communication skills
- Must have good organizational skills
- Working knowledge of MS Outlook and MS Office
EDUCATION / EXPERIENCE
- Minimum of 5-7 years of financial or operational auditing experience within Banking or Financial Services industries • Bachelor’s Degree in Accounting, Finance or Business Administration or related fields
- CPA is a plus
Estimated salary range:Â (DOE) $140K to $180K plus annual bonus, medical, dental, vision, life, vacation, 401KÂ Â
Email your resume in MS/Word to Guyot@Bankers-Search.com
Or contact Keith Guyot at (310) 823-1400
Â