Senior Corporate Auditor
- Seal Beach, California, United States, California, United States View on Map
Job Description
Senior Corporate Auditor
Reports to: Corporate Senior Audit Manager
Location: Seal Beach, CA
Job Code: FD173
The Senior Corporate Auditor supports the Corporate Senior Audit Manager in the completion of the annual audit plan by planning and conducting corporate internal audits, performing audit in-charge responsibilities, and conforming to the Internal Audit Charter and Standards. Corporate internal audits include Finance & Accounting, Investments, Human Resources, Model Risk Management, Vendor Management, and Enterprise Risk Management.
We are searching for a high level Internal Auditor with bank specific experience. We are not searching for someone that is heavy in BSA/ AML.
Essential Duties
• Plan, execute, and report on results of assigned audits, including the following:
o Develop audit programs, checklists and/or guides
o Perform and document walkthroughs of key processes, risks and controls
o Prepare complete, clear, and concise audit work paper documentation that is free of grammatical errors
o Compile and analyze audit issues identified in the audit
o Prepare audit reports
• Effectively perform audit in-charge responsibilities (i.e. planning, work paper documentation, report preparation, etc.)
• Effectively utilize down time, identify issues requiring research, and effectively research using appropriate resources
• Assist with various corporate level work efforts including the annual FDICIA testing requirement, annual risk assessment update, and quarterly issue tracking management and reporting
• Complete all assignments within established timetables to enable the issuance of all audit reports and other deliverables by the applicable deadlines
• Develop and maintain collaborative working relationships with management, learning and understanding the business to better provide value-added services, help management achieve objectives, and enhance customer satisfaction
• As directed by the Corporate Senior Audit Manager, assist external auditors and regulators in the execution of their audits/examinations
• Perform special projects at the request of Corporate Senior Audit Manager
• Maintain a professional development plan to continually develop audit skills
Education and Experience
• BS or BA Degree required, preferred majors in Accounting, Business Administration, Finance, or Economics or equivalent work experience required
• Four or more years of internal audit, public accounting, risk management, regulatory agency or related experience required
• Previous “large firm” public accounting experience a plus
• Strongly prefer banking/financial services experience including corporate audit areas such as Finance & Accounting, Human Resources, Investments, Model Risk Management, Enterprise Risk Management, and Vendor Management
• Certified Public Accountant (CPA), Certified Internal Auditor (CIA) or other related certification or actively pursuing such strongly preferred
• Supervisory experience preferred
• Data analysis a plus
Estimated salary range (DOE): $115K to $165K plus annual bonus, (possible signing bonus), medical, dental, vision, life, vacation, 401K
Email your resume in MS/Word to Resume@Bankers-Search.com
Or contact us at (310) 823-1400